New Mexico Register
/ Volume XXIX, Issue 5 / March 13, 2018
This is an amendment to 16.5.16 NMAC, Section
10 effective 3/18/2018.
Explanatory
statement: Statute citations throughout the rule were corrected to conform to
correct legislative styles.
16.5.16.10 GUIDELINES:
The board shall use the following as guidelines for disciplinary action.
A. “Gross incompetence” or “gross negligence”
means, but shall not be limited to, a significant departure from the prevailing
standard of care in treating patients.
B. “Unprofessional conduct” means, but is
not limited to because of enumeration:
(1) performing,
or holding oneself out as able to perform, professional services beyond the
scope of one’s license and field or fields of competence as established by
education, experience, training, or any combination thereof; this includes, but
is not limited to, the use of any instrument or device in a manner that is not
in accordance with the customary standards and practices of the dental
profession;
(2) failure to refer a patient, after emergency treatment, to
his/her regular dentist and inform the latter of the conditions found and
treated;
(3) failure to release to a patient copy of that patient’s
records and x-rays within 15 business days regardless whether patient has an
outstanding balance;
(4) failure to seek consultation whenever the welfare of the
patient would be safeguarded or advanced by referral to individuals with
special skills, knowledge, and experience, including:
(a) an
owner dentist or supervisor causing an employee dentist to make a referral for
dental treatment based on contractual obligations when, in the judgment of the
treating dentist, the welfare of the patient would be safeguarded or advanced
by referral to another practitioner, and failure to notify the patient of such
contractual obligations for referrals;
(b) an owner dentist or supervisor causing an employee dentist
to use a dental laboratory due to contractual obligations when, in the judgment
of the treating dentist, the welfare of the patient would be safeguarded or
advanced by the use of another dental laboratory.
(5) failure to advise the patient in simple understandable terms
of the proposed treatment, the anticipated fee, the expectations of success,
and any reasonable alternatives;
(6) failure of a dentist to comply with the following
advertising guidelines, no person shall:
(a) practice
dentistry under the name of a corporation, company, association, limited
liability company, or trade name without full and outward disclosure of his/her
full name, which shall be the name used in his/her license or renewal
certificate as issued by the board, or his/her commonly used name;
(b) practice dentistry without displaying his/her full name as
it appears on the license issued by the board on the entrance of each dental
office;
(c) fail
to include in all advertising media for the practice (excluding building
signage and promotional items), in a reasonably visible and legible manner, the
dentist’s names(s), address and telephone number or direct reference where the
name of the dentist(s) can be found as defined in Section 16.5.16.7 NMAC;
(d) advertise an offer for goods or services that does not meet
the following requirements:
(i) for a printed advertisement, all
applicable conditions and restrictions of an offer, as well as the direct
reference to the licensee(s), shall be no smaller than twenty percent of the
largest [front] font contained in the advertisement;
(ii) for an audio advertisement, all applicable conditions and
restrictions of an offer, as well as the direct reference to the licensee(s),
must be stated at the same volume and speed as the offer language;
(iii) advertise
a practice in a false, fraudulent or misleading manner; if the name of the
practice or office contains one of the American dental association recognized
specialties and only a general dentists performs that service, the
advertisement, signage, or broadcast media must say “services provided by a general
dentist”, so as not to imply that a specialist is performing such procedures;
and
(iv) advertise
as a specialist unless the dentist is licensed by the board to practice the
specialty or unless the dentist has earned a post-graduate degree or
certificate from an accredited dental college, school of dentistry of a
university or other residency program that is accredited by commission on
dental accreditation (CODA) in one of the specialty areas of dentistry
recognized by the American dental association.
(7) failure to use appropriate infection control techniques and
sterilization procedures;
(8) deliberate
and willful failure to reveal, at the request of the board, the incompetent,
dishonest, or corrupt practices of another dentist licensed or applying for
licensure by the board;
(9) accept
rebates, or split fees or commissions from any source associated with the
service rendered to a patient; provided, however, the sharing of profits in a
dental partnership, association, HMO or DMO, or similar association shall not
be construed as fee-splitting, nor shall compensating dental hygienists or dental
assistants on a basis of percentage of the fee received for the overall service
rendered be deemed accepting a commission;
(10) prescribe, dispense or administer drugs outside the scope of
dental practice;
(11) charge a patient a fee which is not commensurate with the
skill and nature of services rendered, such as to be unconscionable;
(12) sexual misconduct;
(13) breach of ethical standards, an inquiry into which the board
will begin by reference to the most current code of ethics of the American
dental association;
(14) the use of a false, fraudulent or deceptive statement in any
document connected with the practice of dentistry;
(15) employing abusive billing practices;
(16) fraud, deceit or misrepresentation in any application;
(17) violation of any order of the board, including any probation
order;
(18) injudicious prescribing, administration, or dispensing of
any drug or medicine;
(19) failure
to report to the board any adverse action taken by any licensing board, peer
review body, malpractice insurance carrier or any other entity as defined by
the board or committee; the surrender of a license to practice in another
state, surrender of membership on any medical staff or in any dental or
professional association or society, in lieu of, and while under disciplinary
investigation by any authority;
(20) negligent supervision of a dental hygienist or dental
assistant;
(21) cheating on an examination for licensure; or
(22) failure to comply with the terms of a signed collaborative
practice agreement;
(23) failure
of a dentist of record, or consulting dentist, to communicate with a
collaborative practice dental hygienist in an effective professional manner in
regard to a shared patient’s care as defined in Section 16.5.17 NMAC;
(24) assisting
a health professional, or being assisted by a health professional that is not
licensed to practice by a New Mexico board, agency or commission;
(25) failure
to make available to current patients of record a reasonable method of
contacting the treating dentist or on-call service for dental emergencies;
dental practices may refer patients to an alternate urgent care or emergency
facility if no other option is available at the time, or if the contacted
dentist deems it necessary for the patient’s well-being;
(26) conviction of either a misdemeanor or a felony punishable by
incarceration;
(27) aiding and abetting a dental assistant, expanded function
dental auxiliary or community dental health coordinator who is not properly
certified;
(28) patient abandonment;
(29) habitually
addicted as defined in Subsection C and D of Sections 61.5A-21 4 & 6 or
61.5B-3 NMSA 1978 habitual or excessive use or abuse of drugs, as defined in
the Controlled Substances Act, Section (30-31-1 NMSA 1978) or habitual or
excessive use or abuse of alcohol;
(30) failure
of the licensee to furnish the board within ten business days of request, its
investigators or representatives with information requested by the board;
(31) failure to appear before the board when requested by the
board in any disciplinary proceeding;
(32) failure to be in compliance with the Parental Responsibility
Act Section 40-5A-3 NMSA 1978 seq.;
(33) fraudulent record keeping;
(34) failure to properly install
amalgam separator as defined in Section 16.5.58 NMAC;
(35) failure to properly operate and maintain amalgam separator
as defined in Section 16.5.58 NMAC; and
(36) failure to properly dispose of amalgam waste as defined in
16.5.58 NMAC.
[9/13/1969,
10/21/1970, 4/11/1981, 3/9/1989, 3/11/1989,10/16/1992, 5/31/1995, 6/4/1996, 2/14/2000;
16.5.16.10 NMAC - Rn & A, 16 NMAC 5.16.10, 12/14/2000; A, 07/16/2007; A, 07/19/2010;
A, 01/09/2012; A, 06/14/2012; A, 07/17/2013; A, 01/04/2014; A, 01/15/2015; A, 3/25/2016;
A, 3/15/2017, A, 3/18/2018]