New Mexico Register / Volume XXXI, Issue 11 / June 9, 2020

 

 

NOTICE OF RULEMAKING AND PUBLIC RULE HEARING

 

The New Mexico Children, Youth and Families Department hereby gives notice as required under Section 14 - 4 - 5.2 NMSA 1978 and 1.24.25.11 NMAC that it proposes to adopt amendments to the following rules regarding SOCIAL SERVICES CHILD CARE ASSISTANCE REQUIREMENTS FOR CHILD CARE ASSISTANCE PROGRAMS FOR CLIENTS AND CHILD CARE PROVIDERS as authorized by Section 9-2A-7 NMSA 1978:

 

8.15.2.10 NMAC – APPLICATION PROCESS

8.15.2.13 NMAC – CLIENT RESPONSIBILITIES

8.15.2.17 NMAC – PAYMENT FOR SERVICES

 

No technical scientific information was consulted in drafting these proposed rules.

 

Purpose of proposed rules:  The purpose of the rulemaking is to promulgate amendments to 8.15.2 NMAC, which were initially published as emergency rules effective March 16, 2020.  Due to the COVID-19 outbreak and the resulting executive orders and declarations, there was an emergency need for these amendments.  The emergency amendments to 8.15.2 NMAC, as published, allow the department secretary the following authority during a public health emergency:  to waive the requirements for employment, attending school or a training program; to waive co-payments for families receiving child care and pay the provider the clients approved rate; and to approve a differential rate be paid to licensed providers. 

 

Copies of the proposed amended rules may be found at end of this notice and at CYFD’s website at https://www.newmexicokids.org/ 30 days prior to the Public Hearing.

 

Notice of public rule hearing:  The public rule hearing will be held on July 14, 2020, at 1:00 p.m.  The hearing will be held via internet, email, and telephonic means due to the concerns surrounding COVID-19 and in accordance with Governor Michelle Lujan Grisham’s Executive Order 2020-004, Declaration of Public Health Emergency and the March 12, 2020 Public Health Emergency Order to Limit Mass Gatherings Due to COVID-19.  The public hearing will be conducted in a fair and equitable manner by a CYFD agency representative or hearing officer and shall be recorded.  Any interested member of the public may attend the hearing and will be provided a reasonable opportunity to offer public comment, either orally or in writing, including presentation of data, views, or arguments, on the proposed rules during the hearing.  Individuals with disabilities who need any form of auxiliary aid to attend or participate in the public hearing are asked to contact Debra Gonzales at debra.gonzales@state.nm.us.  CYFD will make every effort to accommodate all reasonable requests, but cannot guarantee accommodation of a request that is not received at least ten calendar days before the scheduled hearing.

 

Notice of acceptance of written public comment:  Written public comment, including presentation of data, views, or arguments about the proposed rules, from any interested member of the public, may be submitted via email to CYFD-ECS-PublicComment@state.nm.us with the subject line “8.15.2 NMAC Public Comment” or via first class mail to P.O. Drawer 5160, Santa Fe, New Mexico 87502 – 5160.  Written comments may be delivered to the Old PERA building at 1120 Paseo De Peralta on July 14, 2020 from 1:00 pm to 3:00 pm.  The comment period ends at the conclusion of the public hearing on July 14, 2020.

 

Any interested member of the public may attend the hearing via the internet or telephone and offer public comments on the proposed rule during the hearing.  To access the hearing by telephone:  place call 1-253-215-8782, access code 91353582922#.  You will be able to hear the full hearing and your telephone comments will be recorded.  To access the hearing via the internet:  please go to https://zoom.us/j/91353582922, and follow the instructions indicated on the screen – Meeting ID (access code):  91353582922.  This will be a live stream of the hearing.  You may also provide comment via Chat during the live streaming.

AVISO DE PROMULGACION DE LEYES ADMINISTRATIVAS Y AUDIENCIA PÚBLICA

 

El Departamento de Niños, Jóvenes y Familias de Nuevo México por este medio da aviso como es requerido bajo la Sección 14-4-5.2 NMSA 1978 y 1.24.25.11 NMAC, que propone adoptar enmiendas a las siguientes reglas con respecto a LOS REQUISITOS DE ASISTENCIA DE LOS SERVICIOS SOCIALES PARA EL CUIDADO INFANTIL PARA PROGRAMAS DE ASISTENCIA DE CUIDADO INFANTIL Y PARA PROVEEDORES DE CUIDADO INFANTIL según autorizado por la sección 9-2A-7 NMSA 1978:

 

8.15.2.10 NMAC – PROCESO DE SOLICITUD

8.15.2.13 NMAC – RESPONSABILIDAD DEL CLIENTE

8.15.2.17 NMAC – PAGO POR SERVICIOS

 

No se consultó información científica o técnica cuando se redactaron estas propuestas de leyes administrativas.

 

Propósito de las propuestas de leyes administrativas:  El propósito de las leyes administrativas es enmendar los requisitos bajo 8.15.2 NMAC las cuales fueron inicialmente publicadas como reglas de emergencia con fecha efectiva marzo 16 del 2020.  A causa de la erupción de COVID-19 y el resultado de la orden ejecutiva y declaraciones, que existía una necesidad emergente para estas enmiendas.  Las enmiendas de emergencia para 8.15.2 NMAC, como fue publicada, le permite al secretario del departamento la siguiente autoridad durante una emergencia de salud pública:  que elimine los requisitos de empleo, asistir a la escuela o programa de capacitación.  Eliminar co-pagos para las familias que reciben cuidado infantil y pagar al proveedor la cantidad aprobada a los clientes; y a aprobar una cantidad diferencial de pago a los proveedores con licencia.

 

Copias de las propuestas de leyes administrativas pueden ser localizadas al final de este aviso y en el sitio de la red de CYFD en https://www.newmexicokids.org/ 30 dias antes de la audiencia pública.

 

Aviso de  audiencia pública de leyes administrativas:  La audiencia pública de leyes administrativas será el 14 de julio del 2020 a la 1:00 p.m. Se llevara acabo por internet, correo electrónico y medios telefónicos a causa de preocupaciones acerca del COVID-19 y de acuerdo con la Orden Ejecutiva 2020-004 de la Gobernadora Michelle Lujan Grisham; Declaración de Emergencia de Salud Pública de marzo 12 del 2020 y la Orden de Emergencia de Salud Pública que Limita Reuniones Masivas a causa de COVID-19.  La audiencia pública será conducida de una manera justa y con igualdad por un representante u oficial de la agencia de CYFD y será grabado.  Cualquier miembro del público interesado en asistir a la audiencia tendrá una oportunidad razonable para ofrecer comentarios, ya sea oralmente o por escrito, incluso una presentación de datos, puntos de vista o argumentos, sobre las propuestas.  Personas con discapacidades que necesiten cualquier forma de asistencia auxiliar para asistir o participar en la audiencia pública deben comunicarse con Debra Gonzales, a:  debra.gonzales@state.nm.us.  CYFD hará todos los esfuerzos posibles para acomodar todas las solicitudes razonables, pero no puede garantizar acomodar solicitudes que no sean recibidas por lo menos diez días de calendario antes de la fecha programada para la audiencia.

 

Aviso de aceptación de comentario público  por escrito:  Comentarios públicos por escritos, incluso presentaciones de datos, puntos de vista o argumentos de cualquier miembro del público interesado, sobre las propuestas de leyes administrativas, pueden ser enviados s a través de correo electrónico a:  CYFD-ECS-PublicComment@state.nm.us, especificando en la línea de Asunto:  “8.15.2 NMAC Public Comment,” o por correo de primera clase a P.O. Drawer 5160, Santa Fe, New México 87502-5160.  Comentarios por escrito pueden ser entregados en el edificio antiguo PERA ubicado en 1120 Paseo De Peralta el dia 14 de Julio del 2020 de la 1:00 pm a las 3:00 pm.  El período de comentarios termina a la  conclusión de la audiencia pública del 14 de julio del 2020.

 

Cualquier miembro del público interesado puede atender a la audiencia por medio de internet o telefono y ofrecer comentario público sobre la propuesta de leyes administrativas durante la audiencia.  Para accesar la audiencia por medio de telefono:  llame al 1-253-215-8782 con codigo de acceso 91353582922#.  Usted tendra la habilidad de escuchar toda la audiencia y sus comentarios seran grabados.  Para accesar la audiencia por medio de internet:  por favor dirijase a https://zoom.us/j/91353582922, y siga las instrucciones indicadas en la pantalla- Meeting ID- codigo de acceso:  91353582922.  Esto sera una forma de audiencia en vivo.  Puede proveer sus comentarios por medio de la funcion de Chat durante la audiencia en vivo.

 

Proposed Rules/Reglas Propuestas

 

8.15.2.10               APPLICATION PROCESS:

                A.            Clients apply for child care assistance benefits by presenting the following documents to establish eligibility in person at the local child care office.  Upon a need or request by the client, the department may approve a client to submit their initial application by fax, email, or mail.  Clients shall have 14 calendar days after initial submission of an application to submit all other required forms.  Under documented extenuating circumstances and with approval from the early childhood services director, clients may be given longer than 14 days but no more than 30 days to submit required documentation:

                                (1)           a completed signed application form;

                                (2)           current proof of earned income or participation in the temporary assistance to needy families (TANF) program; social security numbers or assigned TANF identification numbers may be used to verify TANF participation or receipt of child care support;

                                (3)           school schedule or verification of educational activity, if applicable;

                                (4)           verification of birth for all applicant’s household children;

                                (5)           proof of unearned income;

                                (6)           proof of New Mexico home address; and

                                (7)           CYFD approved provider.

                B.            Assistance is provided effective the first day of the month of application if all of the following apply:

                                (1)           the client is utilizing child care services;

                                (2)           the client is employed, attending school or a training program.  In the case of a public health emergency, the department secretary may waive the requirement for employment, attending school or a training program; and

                                (3)           the eligible provider to be paid was providing care from the first day of the month forward.

[8.15.2.10 NMAC - Rp, 8.15.2.10 NMAC, 10/1/2016; A/E, 03/16/2020]

 

8.15.2.13               CLIENT RESPONSIBILITIES:  Clients must abide by the regulations set forth by the department and utilize child care assistance benefits only while they are working, attending school or participating in a training or educational program.

                A.            Co-payments:  Co-payments are paid by all clients receiving child care assistance benefits, except for CPS child care, at-risk child care, and qualified grandparents or legal guardians as defined in Paragraph (2) of Subsection C of 8.15.2.11 NMAC.  In the case of a public health emergency, the department secretary may waive co-payments for families receiving child care.  The department will pay providers the client’s approved rate, to include required co-payments, during the time of the public health emergency.  Co-payments are determined by income and household size.  The co-payment schedule is published yearly at https://cyfd.org/child-care-services.           B.                Co-payments described in Subsection A of 8.15.2.13 NMAC, are used for determining the base co-payment for the first eligible child.  The formula for calculating the co-payment for the first full time child is (low end of the monthly income bracket on the co-payment schedule ÷  200 percent of annual federal poverty level for household size) X (low end of the monthly income bracket on the co-payment schedule) X 1.1 = monthly copayment for first full time child.  Base co-payments for each additional child are determined at one half of the co-payment for the previous child.

                                (1)           The first child is identified as the child requiring the most hours of child care.

                                (2)           Each additional child will be ranked based on the most number of hours needed for child care to the least number of hours needed for child care. 

                C.            Each child’s co-payment will be adjusted based on the units of services described in Subsection E of 8.15.2.17 NMAC, as follows:

                                (1)           full time care will be based on one hundred percent of the base co-payment;

                                (2)           part time 1 care will be based on seventy-five percent of the base co-payment;

                                (3)           part time 2 care will be based on fifty percent of the base co-payment; and

                                (4)           part time 3 care will be based on twenty-five percent of the base co-payment.

                D.            Clients pay co-payments directly to their child care provider and must remain current in their payments.  A client who does not pay co-payments may be subject to sanctions.

                E.            The co-payment for a child shall not exceed the monthly provider reimbursement rate.  If this situation arises, the co-payment may be reduced in the amount by which it exceeds the monthly provider reimbursement rate.

                F.            In-home providers:  Parents who choose to use an in-home provider become the employer of the child care provider and must comply with all federal and state requirements related to employers, such as the payment of all federal and state employment taxes and the provision of wage information.  Any parent who chooses to employ an in-home provider releases and holds the department harmless from any and all actions resulting from their status as an employer.  Payments for in-home provider care are made directly to the parent.

                G.            Notification of changes:  Clients must notify the department of changes that affect the need for care, which include but are not limited to any non-temporary change in activity, or household members moving in or out, within five business days of the change.  Clients who do not comply with this requirement may be sanctioned.

                H.            Required application with New Mexico human services department’s child support enforcement division (CSED):

                                (1)           When one or both of the child’s parents are absent from the home, the client shall apply for child support though CSED within 12 months of initial application with the child care assistance program.

                                (2)           The following exceptions include but are not limited to:  the client is receiving TANF; the client is already receiving child support; the client is receiving financial support, including but not limited to housing, clothing, food, transportation and funds, from the non-resident parent; there is a joint custody agreement and neither parent is ordered to pay support; parental rights have been terminated; the parent is a foster parent to the child; the parent  is an adoptive parent and provides proof of a single parent adoption; at-risk child care; a parent is temporarily out of the home and is still considered part of the household; the client is a teen parent; the client is a grandparent; guardian; parent is deceased or when good cause exists.

                                (3)           Good cause for refusal to apply may be granted when such application is not in the best interest of the child or parent, including but not limited to the following circumstances:

                                                (a)           there is possible physical or emotional harm to the child, parent or guardian;

                                                (b)           the child was conceived as a result of incest or rape;

                                                (c)           legal proceedings for adoption of the child are pending before a court; or

                                                (d)           the client is currently being assisted by a public or licensed private social agency to resolve the issue of whether to keep the child or relinquish the child for adoption.

                                (4)           The applicant or recipient who makes a claim for good cause shall supply written documentation to establish the claim.  The caseworker shall not deny, delay, or discontinue subsidized child care benefits pending a determination of good cause if the applicant or recipient has complied with the requirements to furnish information.

                                (5)           If the client is not exempted from applying with CSED and has not applied within the required timeframe, the client’s case will be closed.

[8.15.2.13 NMAC - Rp, 8.15.2.13 NMAC, 10/1/2016; A, 10/1/2019; A/E, 03/16/2020]

 

8.15.2.17               PAYMENT FOR SERVICES:  The department pays child care providers on a monthly basis, according to standard practice for the child care industry.  Payment is based upon the child’s enrollment with the provider as reflected in the child care placement agreement, rather than daily attendance.  As a result, most placements reflect a month of service provision and are paid on this basis.  However, placements may be closed at any time during the month.  The following describes circumstances when placements may be closed and payment discontinued at a time other than the end of the month:

                A.            When the child care placement agreement expires during the month, or when the provider requests that the client change providers or the provider discontinues services; payment will be made through the last day that care is provided.

                B.            Upon a change of provider the client and former provider have three days after the fifth day of nonattendance to notify the department.  If this requirement for notification was met, the provider will be paid through the 14th day following the first date of nonattendance. If notification requirement is not met, the provider will be paid through the last date of attendance. The agreement with the new provider shall become effective when payment to the previous provider ceases. If the client notifies the department of the change in providers fewer than 14 days before the change will take place or after the change has taken place, the client is responsible for payment to the new provider beginning on the start date at the new provider and continuing up until the final date of payment to the former provider, as described above.  Payment to the former provider will be made through the last day that care is provided if the child is withdrawn from the provider because the health, safety or welfare of the child is at risk, as determined by a substantiated complaint against the child care facility.

                C.            The department shall pay a five dollar monthly, not to exceed sixty dollars per year, registration/educational fee per child in full time care, on behalf of department clients under 8.15.2 NMAC. Adjustments to the five dollar registration/educational fee will be made based on units of care.  The registration/educational fee will discontinue when a placement closes as a result of a client changing providers, a provider discontinuing services, a child care placement agreement expiring, or a provider’s license being suspended or expiring.

                D.            The amount of the payment is based upon the age of the child and average number of hours per week needed per child during the certification period.  The number of hours of care needed is determined with the parent at the time of certification and is reflected in the provider agreement.  Providers are paid according to the units of service needed which are reflected in the child care agreement covering the certification period.

                E.            The department pays for care based upon the following units of service:

Full time

Part time 1

Part time 2 (only for split custody or in cases where a child may have two providers)

Part time 3

Care provided for an average of 30 or more hours per week per month

Care provided for an average of  8-29 hours per week per month

Care provided for an average of 8-19 hours per week per month

Care provided for an average of 7 or less hours per week per month

Pay at 100% of full time rate

Pay at 75 % of full time rate

Pay at 50 % of full time rate

Pay at 25% of full time rate

                F.            Hours of care shall be rounded to the nearest whole number.

                G.            Monthly reimbursement rates:

Licensed child care centers

Infant

Toddler

Pre-school

School-age

$720.64

$589.55

$490.61

$436.27

Licensed group homes (capacity: 7-12)

Infant

Toddler

Pre-school

School-age

$586.07

$487.11

$427.13

$422.74

Licensed family homes (capacity: 6 or less)

Infant

Toddler

Pre-school

School-age

$566.98

$463.50

$411.62

$406.83

Registered homes and in-home child care

Infant

Toddler

Pre-school

School-age

$289.89

$274.56

$251.68

$251.68

                H.            The department pays a differential rate according to the license or registration status of the provider, national accreditation status of the provider if applicable, and star level status of the provider if applicable.  In the case of a public health emergency, the department secretary may approve a differential rate be paid to licensed providers.

                I.             Providers holding and maintaining CYFD approved national accreditation status will receive the differential rate listed in Subsection I.  below, per child per month for full time care above the base rate for type of child care (licensed center, group home or family home) and age of child.  All providers who maintain CYFD approved national accreditation status will be paid at the accredited rates for the appropriate age group and type of care.  In order to continue at this accredited reimbursement rate, a provider holding national accreditation status must meet and maintain licensing standards and maintain national accreditation status without a lapse.  If a provider holding national accreditation status fails to maintain these requirements, this will result in the provider reimbursement reverting to a lower level of reimbursement.

                                (1)           Providers who receive national accreditation on or before December 31, 2014 from an accrediting body that is no longer approved by CYFD will no longer have national accreditation status, but will remain eligible to receive an additional $150 per child per month for full time care above the base rate for type of child care (licensed center, group home or family home) and age of child until December 31, 2017.

                                                (a)           In order to continue at this reimbursement rate until December 31, 2017 a provider holding accreditation from accrediting bodies no longer approved by CYFD must maintain licensing standards and maintain accreditation without a lapse.

                                                (b)           If the provider fails to maintain their accreditation, the provider reimbursement will revert to the base reimbursement rate unless they have achieved a FOCUS star level or regain national accreditation status approved by CYFD.

                                (2)           The licensee shall notify the licensing authority within 48 hours of any adverse action by the national accreditation body against the licensee’s national accreditation status, including but not limited to expiration, suspension, termination, revocation, denial, nonrenewal, lapse or other action that could affect its national accreditation status.  All providers are required to notify the department immediately when a change in accreditation status occurs.

                J.             The department will pay a differential rate per child per month for full time care above the base reimbursement rate to providers achieving higher Star levels by meeting FOCUS essential elements of quality as follows:

2+ Star FOCUS Child Care Centers, Licensed Family and Group Homes

Infant

Toddler

Pre-school

School-age

$88.00

$88.00

$88.00

$88.00

3 Star FOCUS Child Care Centers, Licensed Family and Group Homes

Infant

Toddler

Pre-school

School-age

$100.00

$100.00

$100.00

$100.00

4 Star FOCUS Licensed Family and Group Homes

Infant

Toddler

Pre-school

School-age

$180.00

$180.00

$180.00

$180.00

5 Star FOCUS or CYFD approved national accreditation Licensed Family and Group Homes

Infant

Toddler

Pre-school

School-age

$250.00

$250.00

$250.00

$250.00

4 Star FOCUS Child Care Centers

Infant

Toddler

Pre-school

School-age

$280.00

$280.00

$250.00

$180.00

5 Star FOCUS or CYFD approved national accreditation Child Care Centers

Infant

Toddler

Pre-school

School-age

$550.00

$550.00

$350.00

$250.00

                K.            In order to continue at the FOCUS reimbursement rates, a provider must meet and maintain the most recent FOCUS eligibility requirements and star level criteria.  If the provider fails to meet the FOCUS eligibility requirements and star level criteria the provider reimbursement will revert to the FOCUS criteria level demonstrated.

                L.            Differential rates determined by achieving higher star levels determined by AIM HIGH essential elements of quality will be discontinued effective December 31, 2017.  The department will pay a differential rate to providers achieving higher star levels determined by the AIM HIGH essential elements of quality until December 31, 2017 as follows:  3-Star at $88.00 per month per child for full time care above the base reimbursement rate; 4-Star at $122.50 per month per child for full time care above the base reimbursement rate, and 5-Star at $150.00 per child per month for full time care above the base reimbursement rate.  In order to continue at these reimbursement rates, a provider must maintain and meet most recent AIM HIGH star criteria and basic licensing requirements.  If the provider fails to meet the requirements, this will result in the provider reimbursement reverting to the base reimbursement rate.

                M.           The department pays a differential rate equivalent to five percent, ten percent or fifteen percent of the applicable full-time/part-time rate to providers who provide care during non-traditional hours.  Non-traditional care will be paid according to the following charts:

 

1-10 hrs/wk

11-20 hrs/wk

21 or more hrs/wk

After hours

5%

10%

15%

 

 

1-10 hrs/wk

11-20 hrs/wk

21 or more hrs/wk

Weekend hours

5%

10%

15%

                N.            If a significant change occurs in the client’s circumstances, (see Subsection G of 8.15.2.13 NMAC) the child care placement agreement may be modified and the rate of payment is adjusted.  The department monitors attendance and reviews the placement at the end of the certification period when the child is re-certified.

                O.            The department may conduct provider or parent audits to assess that the approved service units are consistent with usage.  Providers found to be defrauding the department are sanctioned.  Providers must provide all relevant information requested by the department during an audit.

                P.            Payments are made to the provider for the period covered in the placement agreement or based on the availability of funds.

[8.15.2.17 NMAC - Rp, 8.15.2.17 NMAC, 10/1/2016; A, 10/1/2019, A/E, 03/16/2020]